Compliance overview

Compliance overview

From the top menu you find the Compliance option which will take you to the compliance overview (https://app.logwise.com/compliance).



In the compliance overview you can add new compliance users and manage their roles.



Compliance roles

There are two available compliance roles:
  1. Compliance organization administrator
  2. Compliance officer

1. Compliance organization administrator

  1. Allowed to manage compliance officers and their roles
  2. Modify settings related to the compliance organization
  3. View administrators and contacts in the organization

2. Compliance officer

  1. View lists and market soundings with no write access
  2. View insiders, investors, contacts in the organization
  3. Affected by the compliance model setting i.e. gets automatic access to insider lists and market soundings (read more about the compliance model setting here)


    • Related Articles

    • Compliance project list

      Display and search all projects you have access to through the Compliance Project List. Typical areas of use: - View a list of all active and closed projects for, say, the last 6 months for a specific issuer - Quickly see which projects a specific ...

    • Compliance settings

      The compliance organization settings can be access from the top menu > gear icon > organization settings (https://app.logwise.com/admin/organization/settings). Compliance model The compliance model is a setting that controls the automatic access of ...